Mackinder
held that geography, not economics, is the fundamental determinant of world
power; and Russia, simply by virtue of its physical location, inherits a
primary global role. Or as Robert Kaplan stated in ‘Revenge of Geography,’
“times of global upheaval, testing as they do our assumptions about the
permanence of the political map, lead to a renaissance in thinking about
geography”. Is there, therefore, a need to examine the clash
between Russia and the West from this larger lens?
Because
Ukraine connects Europe and Asia and controls the North of the Black Sea, the
Russo-Ukraine conflict today has caused a structural change to the balance
between great powers. From the West’s perspective Ukraine forms an integral
part of pivot of the region. Surely, they would not give up the opportunity
provided by Ukraine’s willingness to draw closer to them and join NATO. This would
accord security, economic and political advantage in this vital region, pulling
out would send a negative signal of weakness to its other allies in Eastern
Europe as being uncertain and unreliable partner when faced with a threat from
Russia. A repeat of the message sent out by their sudden withdrawal from
Afghanistan which is now resulting in changing contours in West Asia, would be disastrous.
Further,
does Russia’s push against Europe’s borderlands evoke the long-standing competition
between essentially maritime countries and their land-based, Eurasian
challengers?
Thinking
about the rivalry that took much of its present form in two turn-of-the-century
writings: Alfred Thayer Mahan’s ‘The Influence of Sea Power Upon History’, written
in 1890 and Halford John Mackinder’s defining article ‘The Geographical Pivot
of History’ published in 1904. More recently, Nicholas Spykman in 1942,
propounded what came to be known as the Rimland thesis, which suggested that it
was the coasts and peripheries of Eurasia—principally Europe and East
Asia—which constituted the basis of geopolitical power.[i]
The
basic outlines of both Mahan’s and Mackinder’s concepts of world power are well
known. Mahan posited that the determining factor in world power is sea power.
The trade-oriented, maritime country, Mahan said, reliably prevails over the
land-focused country. He thought that sea power was more important than land
power in the fight for dominance. Mackinder’s theory of geopolitics, dominance
of Eurasia (the “Heartland”) enables dominance of the outlying continents (the
“World-Island”), and such a combination is tantamount to a World Empire whereas
Spykman talked of control of the ‘Rimland’ which is essential to control the
world.[ii]
Despite
centuries of technological progress and human enlightenment, Mackinder believed
that geography remained the fundamental constituent of world order, just as it
had been during the Peloponnesian War, in which the sea power Athens faced off
against Greece’s greatest land Army Sparta. Since then, geopoliticians have
argued, most armed conflicts have always featured a stronger Navy against a
stronger Amy. Sea power and land power, in other words, are destined to clash.
The global seat of land power — inner Eurasia, the territory of the Russian
Empire — would forever be in global competition with the sea power, the mantle
of which was transferred from Great Britain to the United States.[iii]
The
important geostrategic insight of the American political leadership at the end
of World War II was that the Atlantic could no longer be the dividing line
between East and West. America’s security became inextricably linked with the
fate of the Heartland. [iv] The, then, American Chargé
d’Affaires in Moscow, George Kennan,
sent a ‘long’, now legendary telegram to Washington, where he urged it to
implement the ideas of Spykman by containing the power controlling Eurasia. The
result was America’s containment strategy. [v]
With
the bringing down of the Berlin Wall and the disintegration of USSR the world,
it was believed, had become unipolar and Francis Fukuyama had claimed the end
of the history with democracy and capitalism as the victors. It was argued that
liberalism had won the historic battle of ideas. “What we may be witnessing is
not just the end of the Cold War, or the passing of a particular period of post-war
history, but the end of history as such: that is, the endpoint of mankind's
ideological evolution and the universalisation of Western liberal democracy as
the final form of human government”. However, the collapse of Russian communism
1991, did not mark the ideological victory of capitalism, nor “the End of
History”.[vi]
It
rather designated a new stage in ‘the Clash of Civilisations’ as advocated by Samuel
Huntington. He argued that the widespread Western belief in the universality of
the West's values and political systems is naïve and that continued insistence
on democratisation and such ‘universal’ norms will only further antagonise
other civilizations.[vii]
Huntington saw the West was reluctant to accept this because it built the
international system and wrote its laws. Are we now witnessing a clash between
two systems; democracy versus autocracy and a challenge to the liberal world
order?
Or
can the present crisis be traced to Thucydides; “the strong do what they can
and the weak suffer what they must”. The
options before Ukraine and Russia were either black or white; a grey area could
have been Ukraine joining EU but not NATO. This neutral approach could have
preserved the Ukrainian territorial integrity, offered the prospect of a better
living standard for the Ukrainian people and satisfied Russian security
concerns. Ukraine could have struck a balance and gained the best of both
worlds.
Are
we witnessing a pattern of structural stress that results when a rising power
challenges a ruling one. This phenomenon is as old as history itself. The
Peloponnesian War that devastated ancient Greece, as explained by the historian
Thucydides was the rise of Athens and the fear that this instilled in Sparta,
that made war inevitable. To paraphrase Graham Allison, a resurgent Russia is ‘Destined
for War’. He, of course, had written the book with reference to the rise of
China.
Ukraine
currently stands at the heart of a new global crisis, pitting Russia against
the West. The United States and the European view converge that “a strong,
independent Ukraine is an important part of building a Europe whole, free, and
at peace”. The rapid expansion of the NATO alliance and the EU, particularly
since the 1990s, aims to secure Europe and curtail Russia’s influence over
European territory and environs. Recent efforts to incorporate Ukraine under
the umbrella of a Western economic and security partnership has tilted the
balance, with the extension of Western influence into Russia’s own backyard, in
order to bring the eastern gateway firmly under Western control. Russia, if
weak in the past, seems now resurgent and though the current conflict aims to
regain its own areas of influence. Russia is unlikely to allow the West to
expand any further East to achieve its objectives and is viewing this as an
existential crisis.
In
the struggle between the West and Russia over influence in the ‘buffer zones’,
geography has shaped and continues to shape their respective strategies
regardless of the historical period or the circumstances. These so-called ‘buffer
zones’ generally refer to Eastern and Central European states, even if for the
most part these states have now joined NATO and/or the EU, leaving just two
contested states – Ukraine and Belarus – to constitute the last barrier
separating the West and its allies from Russia. Together they extend along the
greater part of this ‘gateway’, the open land corridor stretching from the
Black Sea to the Baltic Sea.[viii]
Russia
still values the importance of the entire area occupied by the former Soviet
Union as ‘regions of privileged interests for Russia’; Not surprising then that
Russian President Vladimir Putin referred to the collapse of the Soviet Union
as ‘a major geopolitical disaster’.
President,
Boris Yeltsin, who sought integration with the West, concluded that while the
ideological struggle prevalent during the Cold War was ruled out, the struggle
to achieve strategic goals was still alive. Russia closely watched the West
expanding its influence towards Eastern Europe by means of NATO and EU
membership. Russian Foreign Minister Sergei Lavrov considered Western strategic
behaviour as “spreading … geopolitical influence to the East, which has become,
in essence, ‘a new edition’ of the policy to contain Russia’.[ix]
President
Putin’s desire to irreversibly absorb Eastern Ukraine into his desired
territory can be reduced to two main factors relating to these theories: access
to warm water ports, aligning with Spykman’s ‘Rimland’, and the expansion and
protection of Eastern land power, reflecting Mackinder’s ‘Heartland’. In a
globalised world, the ability to trade with ease brings economic leverage, and
leverage brings power.[x]
For
a country with such vast coastal territory, Russia has appallingly bad access
to global sea routes and trading, with many ports frozen year-round. The
Crimean Port of Sevastopol is, hence, vital in providing warm water access to
global shipping routes and allowing the Russian military control into the Black
Sea and further beyond. Secondly, any Westwards territorial expansion is deemed
as advantageous to the Russian regime, who see the US and NATO as a threat.
All
countries must make decisions as to where they direct their resources.
Resources are finite, including for the United States. For centuries, the
exponents of Sea Power have prevailed by devoting the resources necessary to
preserve freedom of navigation and to deny any Heartland aggressor use of the
seas as a route for expansion.[xi]
The
region between the Black and Baltic Seas represents the Eastern gateway leading
to the West, but can be also viewed as the Western gateway leading to the East.
Russia has not forgotten the invasions of Napoleon and Hitler via this gateway.
Moscow has resorted to both soft and hard power in its efforts to consolidate a
sphere of influence in the inner Eurasian heartland of the former USSR called
the Eurasian Union.
In
the present conflict, Russia quickly blockaded Ukraine by closing the Kerch
Strait, which connects the smaller Sea of Azov to the Black Sea and established
complete control of the Sea of Azov, and by stationing ships off Odessa and
other Ukrainian ports blockaded Ukraine from the sea. This ensured that it
eliminated the ability to resupply the Ukrainian military via the sea, which
could have moved far more material, far more quickly towards the fighting in
the East rather than from the Polish border across the entire length of the
country.[xii]
The
Russian invasion of Ukraine appears, on the surface, to be a land war but we
also need to appreciate the central role the seas and naval power play in
securing strategic security interests. [xiii]To be a major power,
Russia needs to control not only the heartland but also the rimland and
thereafter control the seas. Hence to paraphrase Mackinder;
Those
who control the Heartland, command the Rimland
Those
who control the Rimland, command the World Islands
Those
who control the World Islands, command the World
Throughout
history, geography has been the stage on which nations and empires have
collided. Geography is the most fundamental factor in international politics
because it is the most permanent. For that reason, geography also shapes the
perspectives of leaders and, thereby, influences their decision-making in
matters of foreign policy. It is thus,
imperative that we build on the insights, and theories of great geographers and
geopolitical thinkers to look at the evolving global scene. Zbigniew Brzezinski
in his book ‘The Grand Chessboard’ quoted Napoleon; “to know a nations
geography is to know its foreign policy”.
Endnotes
[i] Robert D. Kaplan, The Ukrainian
Pivot: Why NATO Is More Crucial Than Ever, The National Interest, February 24,
2022, https://nationalinterest.org/feature/ukrainian-pivot-why-nato-more-crucial-ever-200805
[ii] Thomas D. Grant, Europe’s Borderlands
and China’s Challenge: Why War in Ukraine Matters, The SAIS Review of International Affairs,
March 12, 2022 https://saisreview.sais.jhu.edu/europes-borderlands-china-war-in-ukraine/
[iii] Charles
Clover, The Unlikely Origins of Russia’s Manifest Destiny, National Interest, July 27, 2016 https://foreignpolicy.com/2016/07/27/geopolitics-russia-mackinder-eurasia-heartland-dugin-ukraine-eurasianism-manifest-destiny-putin/
[iv] Dieter Dettke,
Geopolitics in the Trump Era: The Dual Challenge of Russia and China for Europe
and the Need for a New Containment Strategy, American German Institute,
February 22, 2019 https://aicgs.org/2019/02/geopolitics-in-the-trump-era-the-dual-challenge-of-russia-and-china-for-europe-and-the-need-for-a-new-containment-strategy/
[v] Office of the Historian, Department of State , George Kennan and
Containment, https://history.state.gov/departmenthistory/short-history/kennan
[vi] Fukuyama, F. (1989). The End of
History? The National Interest, 16, 3–18. http://www.jstor.org/stable/24027184
[vii] Akhil Ramesh, The US needs India, and
much more, to make inroads into the Global South, The Hill March 28, 2023 https://thehill.com/opinion/international/3922239-the-us-needs-india-and-much-more-to-make-inroads-into-the-global-south/
[viii] Kaddorah, E. (2014). Flashpoint
Ukraine: The Pivot of Geography in Command of the West’s Eastern Gateway. Arab
Center for Research & Policy Studies. http://www.jstor.org/stable/resrep12661
[ix] Kaddorah, E.
(2014). Flashpoint Ukraine: The Pivot of Geography in Command of the West’s
Eastern Gateway. Arab Center for Research & Policy Studies. http://www.jstor.org/stable/resrep12661
[x] Ezra Sharpe,
Back to the future: Putin’s return to classical geopolitics, The Cherwell,
January 17, 2022, https://cherwell.org/2022/01/17/back-to-the-future-putins-return-to-classical-geopolitics/
[xi] Thomas D. Grant, Europe’s Borderlands
and China’s Challenge: Why War in Ukraine Matters, The SAIS Review of International Affairs,
March 12, 2022 https://saisreview.sais.jhu.edu/europes-borderlands-china-war-in-ukraine/
[xii] BJ Armstrong,
The Russo-Ukrainian War At Sea: Retrospect And Prospect, War on the Rocks,
April 21, 2022 https://warontherocks.com/2022/04/the-russo-ukrainian-war-at-sea-retrospect-and-prospect/
[xiii] BJ Armstrong, The Russo-Ukrainian War At Sea:
Retrospect And Prospect, War on the Rocks, April 21, 2022 https://warontherocks.com/2022/04/the-russo-ukrainian-war-at-sea-retrospect-and-prospect/
Major General Jagatbir Singh, VSM (Retd) is a Distinguished Fellow at the USI of India. Commissioned in 1981 into the 18 Cavalry, he has held various important command and Staff appointments including command of an Armoured Division.
Uploaded on 19-5-2023
Disclaimer : The views expressed are those of the author and do not necessarily represent the views of the organisation that he/she belongs to or of the USI of India.