|
It would be rash to try and define the specific
security environment
affecting India two decades hence and, worse, attempt to outline the
“role” India should play to successfully deal with the challenges that
the environment would pose. This role is not a simple mantle that
countries can put on or discard. But they play a role based on their
cultural correlates, intellectual acumen, core values, and national
(in some cases narrower regime) interests and capabilities in relation
to the environment and policies of other players on the international
and regional arena. When our potential role is viewed in the context
of our higher defence organisation, the complexities are obvious. It
would be naïve — and even counter-productive, therefore, to go down
that road. What can be realistically undertaken is an assessment of
the trends that are likely to shape the (broader global, regional and
national) security environment in 2025, in the context of our core
interests and try and outline the direction along which we should be
thinking, keeping in mind the main approach outlined by the
organisers.
While a very large number of factors and events would shape the
security environment as we approach 2025, at this point in history we
can identify some major trends that are likely to impact that
environment during the coming two decades. These are briefly outlined
in the following paragraphs.
Global Power Shift
It has been clear for the past two decades that a global power
shift from the Euro-Atlantic “West” to an Asia-centred “East” has been
in progress. This has far reaching implications not only for the
nature of the international order as it emerges in the coming decades
and great power relations, but also inevitably for the security
environment. This shift has started to attract serious attention due
to a number of factors, among them being the following : (a) Sustained
high growth of economic and military power of China leading to
perceptions and concerns about the “Rise of China,” (b) Robust
economic growth of India under a resilient democratic political system
bringing a new recognition of “Emerging India,” (c) Economic recovery
of Japan after the stasis of the late 1980s and 1990s,
(d) Economic and political recovery of Russia and its renewed urge to
play a global role along with its increasingly closer strategic ties
with China, (e) Rising prices of oil along with the prospects of the
beginning of its depletion in the next quarter century affecting
energy security of the developed as well as developing countries, with
the likelihood of the proportion of global oil (and natural gas)
reserves (and consumption) increasingly located in Asia and (f)
Religious extremism, terrorism and political armed violence having
acquired global linkages along with its greater sophistication.
It needs to be remembered that the rise of the West owed itself
substantively, if not primarily, to the dawn of the industrial
revolution in mid 18th century the techno-economic fruits of which
were the primary factors for the European powers to establish
territorial empires (to control human and material resources that
multiplied the techno-economic advantages) across the world through
the exploitation of military technology and force. Industrial
revolution also provided the means to alter the means and methods of
economic productivity, and hence of national income and industrial
output. This, in turn, resulted in the de-industrialisation of China
and India besides other countries which came under colonial rule and
domination leading to their modern status of underdevelopment.
For example, among the two large countries of Asia and the “East” i.e.
China accounted for 23.1 per cent of the global income in 1700 AD
increasing to 32.4 per cent by 1820 AD before the western domination
on the strength of industrial revolution resulted in the shift in the
balance of economic strength from East to West. And China’s share
dropped to as low as 5.0 per cent by 1978 AD. India as the second
largest advanced and rich country itself accounted for 22.6 per cent
of the global income in 1700 AD before its decline started bringing
its share down to a mere 3.4 per cent by 1978.1 A similar trend was
applicable to the manufacturing-industrial output where the changes in
the technologies of economic productivity strengthened the growth of
western countries.2 Two important points need notice.
One is that China was historically ahead of India through the past
four centuries in economic industrial terms. To this must be added the
historical fact that it was never under total alien rule like India
had become by mid-19th century. China under the Qing dynasty
(1644-1911) had remained a powerful independent country with a central
rule that expanded its borders unlike India which experienced
fragmentation and internal wars after the Mughal Empire started to
crumble by the end of 18th Century (ironically coinciding with the
rise of Europe). Also, Japanese occupation of its territories in the
early 20th century led to the industrialisation of its north-eastern
region. Second, China’s modernisation since 1980, managed with strong
national policies without the distractions of democratic dissonances
has demonstrated phenomenal techno-economic growth of its capability
inviting admiration as well as concerns as far away as the western
hemisphere. India’s economic reforms, subject to constant pulls and
pressures of a vibrant though noisy democracy with coalition
governments, commenced a decade after that of China.
In view of the evidence of historical processes, it is reasonable to
conclude that China’s comprehensive national power will remain ahead
of that of India through the coming decades. But that does not, by
itself, create adverse security challenges unless it becomes
significantly asymmetric in specific areas like the balance of
military power usable across the frontiers. This is where Indians
would need to shed the trauma of 1962 war, where the failure of the
higher defence organisation on one side and near absence of sufficient
force and logistics played the key role in our defeat which was more
marked in the eastern sector than in the north-western one. The real
issue affecting future strategic environment, therefore, is not that
China’s power is increasing, but the strategic uncertainty about how
China might use that power in the coming decades? And what would be
the balance of military power between now and 2025 that could be
applied on India’s frontiers by China, if relations start to
deteriorate?
Emerging International Order
Global power shift from West to East with new centres of power rising
is inevitably shaping the nature of emerging international order that
has intrinsically an important impact on the security environment
affecting the powerful as well as the weak states. Contrary to
conventional wisdom, the international order during the Cold War was
not bipolar in the strict sense but more a Euro-Atlantic bipolarity.
The reality of nearly 130 countries staying formally out of the
military-ideological-political alignment was proof enough of the
limited nature of bipolarity. In addition large countries like India,
which charted an independent foreign policy and China, which adopted a
similar position by the 1960s had fractured the bipolar system making
it more of a diffused multipolar world with bipolarity among the rival
alliances (and a degree of multipolarity within the alliance). By the
1980s, during the peaks of the Cold War, strategic thinkers and
leaders like Henry Kissinger and Zgniew Brezinsky were talking of a
pentagon of powers (USA, USSR, Japan, China and the EU). To this,
Kissinger had started to add India in the early 1990s as a
provisionally emergent power.
So what we see in reality is a diffused multipolar international order
that has been evolving into a polycentric system with six major
players the USA, China, Japan, India, the EU, and Russia impacting the
future strategic environment.3 It is in this context that there has
been talk of China’s attempt to create conditions (as demonstrated in
the formation and actions of the Shanghai Cooperation Organisation)
for opposing hegemony of the United States where Russia appears to be
willing to join in. China-Russia axis is gathering strength with a
marked difference from the alliance of the 1950s in that it is China
as the stronger partner that drives strategic trends. It is in this
context that the US has sought to seek closer relations with India,
consciously or unconsciously strengthening the shift toward
polycentricity.
The current international order has some specific characteristics that
need to be noted for their implications for foreign and security
policy. There is substantive asymmetry of power, capability, and
willingness to exercise that capability among the leading centres of
power in today’s world. The United States in that respect is the most
complete power, and hence the image of unipolarity intensified by the
fact of almost all the developed countries being its
military-political allies, members of the erstwhile G-7 etc. Thus,
what we observe is the phenomenon of concurrent competition and
cooperation among the leading players of the world. There is every
possibility that this would lead to conflict in military as well as
non-military terms, with many of the signs of the latter phenomenon
already in practice in trade and technology terms. Whether this leads
to an element of uncertainty in the world order, or the disorientation
resulting from a rather rapid impetus of change in the international
system is the cause of continuing uncertainties, is not the issue.
What is clear is that the phenomenon of concurrent competition and
co-operation is likely to persist as long as significant asymmetries
among the primary powers continue. A parallel effect of this
phenomenon is that this co-operation and competition will continue to
be functional rather than ideological. For example, non-proliferation
issues are likely to remain a source of friction among the main
players till there is agreement on disarmament. But none of the issues
are likely to reach a point of divergence of interests as to call for
a fracture of the system.
It is reasonable to assume that there will be strong tendency toward
polarisation of the polycentric international system over time leading
to multipolarity, and possibly, even bipolarity again, although the
poles in either case would be significantly different than those of
the past. But any form of polarity in the international system
intrinsically contains an implicit phenomenon of areas of control and
influence and hegemonic framework of interstate relations. While this
may reflect the traditional concept of power, it also remains
contradictory to the goals of democratisation of the international
system. India’s interest would be served well by the perpetuation of
non-hegemonic polycentrism rather than any form of polarisation in the
international order.
The big question that we need to reflect on is, how will the
international order get shaped by the changes taking place with the
global power shift? In particular, how will the emergent powers of the
world like China and India respond to these changes? Equally, if not
more important, how will the current and sole super power, the United
States, adjust to the changes taking place? Its actions in Iraq and
the Middle East in general provide us with little confidence of its
ability to make the necessary transitions. This is not so unusual.
Great powers have, historically, found it difficult to adjust to the
changing power equations in the world and accommodate the rise of
other powers leaning toward greater unilateralism than at other times.
They, therefore, have tended to resort to the use of force, directly
or indirectly, (as the UK did in 1956) though not necessarily against
the challengers and sought to create a “balance of power” as the
European states continued to do since the 17th Century by shifting
alliances and alignments. The United States, till recently, has also
tended to balance the rise of China and India unilaterally though it
did seek China’s cooperation in its own policy goals.4 It is only now
that Washington has given out clear signals that it would like to
“help India to become a global player” which has been mostly
interpreted to imply supporting India as an emergent balancer to
China. While the US cooperation and closer US-India relations are
important necessities, it would not be in our interest to balance
China on American behest or to support its grand strategy as much as
it would not be in our interest to side with China to counter American
hegemony.
Other Issues
Among the large number of issues that impinge on the security
environment as it evolves toward 2025 that of energy (especially
hydrocarbons) security stands out. It has been clear for more than two
decades that the world is going to experience the beginning of the end
of oil in the early decades of the 21st century. Oil prices have been
expected to rise (which has been happening for the past four years).
But that still does not alter two fundamental realities that impinge
heavily on the security environment toward 2025.
One is the expected decline of availability of oil by about 2030 in
relation to the continued rise in consumption. In fact, the
accompanying Graph 1 indicating the reserve to production ratio tells
us a lot about the picture of current and future global security
environment since oil is crucial to world economy and security. To
this has to be added the second important factor: bulk of the high
growth in consumption is taking place in China and India, with the
bulk of global oil (and natural gas) located in the region around
these two large Asian countries.
Since oil is the last territory-related strategic resource base, it is
difficult to escape the conclusion that whatever were the other
reasons for wars and conflict in Afghanistan, since1980s, Persian Gulf
region (since 1980 starting with Iran-Iraq War, followed by the Gulf
War 1990-91 and then the Iraq War 2003 onward), oil has been a major
factor influencing the course of events. Impending shortage of oil and
its rising prices are bound to create tussle among producers and
consumers, large consumers like the US, China and India, besides
providing countries with large reserves (like Russia, Saudi Arabia and
Iran) with additional leverages of global influence.
Linked to the problem of oil, but not necessarily only affected by it,
is that of potential reversal in the economic growth rate of key
countries which would have profound impact on the security environment
of the future. Consider the following possibilities of alternate
scenarios like:
| (a) |
China’s economic growth starts to decline and
the already visible social dissonance increases to high levels.
This is highly hypothetical and unlikely to actually take place
except if China’s access to oil and gas is significantly
curtailed. But its consequences would be far reaching for the
global and regional security environment. If past history is any
indicator, Beijing’s efforts to retain national stability may
lead to substantive use of force and possible reaction outside
its frontiers. This may be compounded if it views the problem of
Tibetan refugees in India or close US-India relations inimical
to its immediate interests. |
| (b) |
India’s economic growth slows down to below 6
per cent leading to serious internal turbulence and weakness in
dealing with challenges from outside. |
| (c) |
Pakistan is located in a crucial geographical
area dominating current and future oil transportation routes. If
Pakistan enters into a stage of increasing instability leading
to strengthening of radical violence emanating from its
territory, it could have far reaching implications for global
economy and security besides peace and security on account of
ethno-religious violence in states and societies. |
| (d) |
West Asian stability has been under potential
stresses for quite some time. It is reasonable to assume that
the political structures in these countries would change in the
coming two decades. Serious problems could arise if that change
is not evolutionary and is accompanied by violence. |
| (e) |
The US war in Iraq (and now Israeli war in
Lebanon) and its continued hostility toward Iran has had
profound impact on the security dynamics of the Persian Gulf
region. The contours of its implications are too complex to make
a definitive assessment of how the conflicts would play out.6
But what we are witness to is an unprecedented shift in the
nature of even asymmetric conflict with ethnic and religious
ideologies overlays. |
Humanitarian disasters, both man-made as well as
natural disasters, already attract tremendous global attention. There
are few signs of the man made disasters reducing in future. In fact,
the conflicts in West and Central Asia and Afghanistan where Taliban
seem to be regaining ground indicate that the worse is yet to come. It
is not clear if the rise in natural disasters like earthquakes,
tsunami, extensive floods and debilitating droughts etc. are a
consequence of climate change and global warming. But they are
increasingly demanding greater attention from security planners. Most
of these demand the involvement of military forces and hence are a
factor in security planning, especially for “out of country”
contingencies that need rapid responses.
India’s Interests and Strategies
From our perspective, given the current trends as they evolve toward
2025, we need to reflect on how should India approach the issue of its
own rise to power? What should be India’s policies that serve its core
interests best in the context of the evolving strategic environment?
What should be its response strategy to the concept of balancing
China? On the other hand, how should it deal with the rise of China
and its military power? And where and how does our higher defence
organisation fit into this picture? Conversely, what would be the
context in which our higher defence organisation would need to
function and the tasks it would need to address?
To begin with, we need to remember that we have a stake in the nature
of the international order which would allow us the greatest autonomy
of decision making and would be conducive for the pursuit of our
national interests. This implies supporting the strengthening of
polycentricity and the evolution of a polycentric world order. While
the predictability of, say, a polarised world may appear attractive,
it could hardly serve our national interests in the future. For
example, while we managed quite well during the Cold War, it is a fact
of history that whenever the Cold War came close to us, it not only
complicated our foreign policy choices, but in fact had an adverse
impact on our security environment.7 Any future Cold War (possibly
between the United States as the most powerful state and China the
challenger) would play out on our frontiers posing serious challenges.
India’s interests require that we make every effort toward shaping the
international order toward a polycentric system that remains
non-polarised, non-hegemonic and cooperative.
An objective analysis would reveal that India’s interests into the
future would be best served by the pursuit of its traditional policy
of non-alignment, which is another term for independent foreign
policy.8 This would provide the flexibility and space for manoeuvre
for New Delhi to take the maximum advantage of the opportunities
emerging at the global level and in its relations with other
countries, small or big. Overall, we would have far more to lose by
aligning politically (leave alone militarily) with any power.
Jawaharlal Nehru’s words at the Asian Relations Conference are even
more relevant for the future than at any time in the past. As it is,
there are sufficient signs to indicate that the world itself is
becoming less aligned as compared to two decades ago.
Our foreign and security policies, therefore, must be based on this
goal and work through the formula of multiple cooperative bilateral
relations rather than any polarisation that may be tempting in terms
of acquiring our zones of influence or a perceived necessity of
balancing some country or the other. In fact we must resist, as much
as we can, the trends toward polarisation. By definition, a
polycentric order would lead to requisite equilibrium in international
relations that would best serve our interests. Hence, we must reject
the concept of balance of power as it emerged and was practiced in the
West where wars and conflict were seen as an integral component of its
principles and practice. This should, however, not be interpreted as
negating the concept of power which is essential, as Mahatma Gandhi
used to say, “to make the change” to achieve our goals. The central
issue is how that power is used.
A policy of non-alignment implicitly implies and demands a policy of
self-reliance in defence and national security. What we have to take
into account is that, like the changing international order in which
non-alignment has to be practiced in the future, self-reliance in
defence and national security also has to be pursued in the altered
parameters of the post-Cold War world and changing landscape of the
future. As it is, our self-reliance model had gone off-track after
1962.9 This needs to be brought back into fresh focus in tune with a
new paradigm of inter-dependence for the future in view of the
enormous changes that have taken place in global defence industry. In
turn, this implies sustaining sufficient military capability, not for
dominating other states, or “teaching lessons” like the philosophy of
some countries, or “playing an out of area role” as some others want
to do, but to ensure our own national security. The rise of India as a
global player is contingent to its ability to generate sustained
economic growth rates with equity and social empowerment, and to
ensure its own defence and security.
Seen in the context of our present study of the role and structure of
our higher defence organisation for the future, this requires that we
seek to ensure that our military power would be able to:
| (a) |
Ensure credible nuclear deterrent against
nuclear threat and use. |
| (b) |
Provide credible deterrence and territorial
defence capabilities against potential military challenges,
including (and especially) conventional warfare under nuclear
overhang, and other conventional military contingencies, small
or big. |
| (c) |
Ensure credible capabilities and strategies
to successfully respond to proxy war through terrorism and other
“unconventional” and asymmetric methods of warfare. It must be
noted here that this would require significantly different type
of force and strategies than those for the first task above. |
| (d) |
Maintain adequate capability for “out of
country contingencies” (which must be defined objectively and
specifically) to protect and ensure the safety and security of
our citizens abroad (as indeed had to be done during the Gulf
War, and now in the Lebanon War, etc.) and to support
international peace and security (mostly under UN mandate, or
bilateral agreements etc.), disaster relief etc. |
| (e) |
Build a strong and self-reliant defence
industry through greater international interdependence. One of
the most important aspects of managing future security
environment (which requires our higher defence organisation to
specifically address) is the issue of China’s military posture
and its implications for us. |
China’s Military Posture
China’s official policy document titled China’s National Defence 2004
issued on 28 December 2004 sets out its assessment of the strategic
environment under which it plans to shape its military posture and
some of the key elements of its military policy to support its
objectives.10 At its core the official policy now argues for greater
rather than lesser role for military power in international relations.
This is an obvious shift from earlier official positions perhaps as an
outcome of an enhanced confidence about its own increasing political,
economic and military capabilities on one side and the use of military
force in Iraq by the US-led coalition on the other.
This is the first time the defence White Paper has clearly expressed
China’s strategy related to the role of its military power. In
particular the White Paper specifies China’s basic military goals and
tasks to include :
| (a) |
“To build a strong military by means of
science and technology. The PLA works to improve its combat
capabilities by taking advantage of science and technological
advances and aims at building qualitative efficiency instead of
a mere quantitative scale, and transforming the military from a
manpower-intensive one to a technology-intensive one.” |
| (b) |
“The PLA will promote coordinated development
of firepower, mobility and information capability, enhance the
development of its operational strength with priority given to
the Navy, Air Force, and Second Artillery Force, and strengthen
comprehensive deterrence and warfighting capabilities.” This, of
course, was also reflected in the Chief of Air Force being made
a member of the Central Military Commission, the highest policy
and executive body to develop and employ China’s military power. |
| (c) |
“The PLA takes as its objective to win local
wars under the conditions of informationalisation and gives
priority to developing weapons and equipment, to build joint
operational capabilities.” |
The White Paper’s conclusion that “world peace is
elusive” now (which we can agree with) and the “military factor plays
a greater role in international configuration and national security”
(a line of assessment that should caution us) would probably not come
as a surprise to many experts watching the strategic and security
environment especially in Asia. But it is clear that China, if
anything, is once again emphasising the importance of military power
in its strategic calculus and appears to have taken a more pessimistic
view of the security environment where it believes “military imbalance
worldwide has further increased” no doubt reflecting its concerns
about expanding the US military presence in regions around China.
China has the third largest nuclear-missile arsenal in the world and
it has been developing more accurate mobile ballistic missiles now
being deployed. China’s nuclear weapons improvements appear to be
directed toward increase in yield-to-weight ratio of warheads,
perfecting multiple re-entry vehicles, and more accurate survivable
delivery systems. In substance, the expressed rationale is that China
has been lagging behind other nuclear weapon states, in particular the
United States, and its goal is to narrow that gap in the coming years.
This has profound implications for China’s neighbours since the
overwhelming proportion, as much as 96 per cent, of China’s nuclear
and missile capabilities have rationale only for them because of the
ranges of delivery systems developed and deployed by China.
At the same time China, in view of its lag behind the US capabilities
in BMD (ballistic missile defences), would have to rely on counter-BMD
strategies. Quantitative and qualitative growth of China’s nuclear and
missile capabilities at a faster rate may be expected to constitute a
major element of these strategies. Significant increase in China’s
capabilities, spurred on by BMD deployments by the United States will
also make China more difficult to deter. In turn, this may lead to
China becoming more assertive with the risk that it may resort to
coercive policies, especially with regard to its neighbours. This will
pose a different type of challenge to India than what was experienced
in the past.
Shifting Balance of Military Power
Pentagon’s official report to the Congress has been emphasising that
“the principal area where China appears to be making advances in
coercive military capabilities involves airpower, to include missiles
and information operations.” And China’s own official 2004 Defence
White Paper now categorically states the future objectives of its
defence policy when it states that:
“While continuing to attach importance to the building of the Army,
the PLA gives priority to the building of the Navy, Air Force and
Second Artillery Force to seek balanced development of the combat
structure, in order to strengthen the capabilities for winning both
command of the sea and command of the air, and conducting strategic
counter-strike.”
There are many areas where Indian defence planning would need to pay
close attention to build requisite capabilities for the type of war
which may get imposed on us. But the case of combat air power is
probably symptomatic of the nature of challenges ahead. The head of
the Chinese Air Force has publicly sought a greater role for the PLA
Air Force declaring that the Chinese Air Force will strive for a
transformation from the air defence type to an offensive and defensive
types as soon as possible. He announced that “At the turn of the
century and in the early part of the new century, the Air Force will
have a batch of new-types of early warning aircraft,
electronic-equipped fighter planes, and ground-to-air missiles” and
that the Air Force “must give more prominence to air offensive,
gradually integrate offensive and defensive, and build up a crack,
first-rate air strike force11. This has already taken definitive
shape.
In fact, by 2010 China would be capable of deploying nearly 300 to 500
multi-role combat aircraft of the Su-27/30 class (air refuelled) with
long range precision strike and air superiority capabilities. Further
down, plans to build 500 to 1000 of China’s Jian-10 fighter (and its
future Pakistani version of FC-20) are fructifying and even Pakistan
is planning to acquire the aircraft as the first export customer of
J-10.12 Nearly 800 F-7 (MiG-21 design) with modern fire control and
interception radar would provide a strong force besides the other
combat aircraft being added to the PLA Air Force inventory. Above all,
aerial refuelling capabilities would dramatically enhance the ability
of the Chinese Air Forces to operate from bases deeper inside China
and still be able to impact on Indian territory and targets.
Acquisition of AWACS (Airborne Warning and Control System) would
dramatically alter the ability of PLA Air Force to apply combat power
in a variety of offensive and defensive missions with greater impact.
On the other hand, the force level of Indian Air Force has been
dropping and is expected to go down by 30 per cent by the end of this
decade. The real impact of this trend would be on our land forces in
case of armed conflict. It is indeed surprising how and why our higher
defence organisation, especially with an Integrated Defence Staff in
place as the successor to the Defence Planning Staff of the COSC, has
allowed this situation to emerge?
India has to also take into account the strategic nexus between China
and Pakistan though the reasons are not all related to India and its
possible “encirclement.” China has provided Pakistan with not only
conventional weapons since 1965, but also nuclear weapons technology,
“proven nuclear weapon design and enough enriched uranium for two
devices” in the 1980s and has since continued to provide additional
assistance to Pakistan’s nuclear weapon programme during the 1990s.13
Pakistan has made no secret of the rationale of its nuclearisation
which is specifically targeted against India. There have been numerous
persistent reports that the Pakistani device was tested at Lop Nor in
China during 1983. In fact, the Pakistani nuclear scientist, Dr. Samar
Mubarakmand who was in-charge of the nuclear tests in May 1998 claimed
that Pakistan had tested a nuclear device in 1983.14 China supplied
ballistic missiles to Pakistan in 1991.15 China’s arms sales policies
have greater strategic rather than commercial rationale. “As with
Pakistan, Beijing seeks to use arms sales to Myanmar to complicate
India’s security planning.”
India’s relative defence capability has been undergoing some
fundamental changes. At the time of 1962 war China’s military
capability was high and at an all-time peak. Its military had won the
revolutionary civil war against the US backed and supplied KMT forces,
and its leaders were military commanders led by Mao Tse Tung. In early
1950s China had fought the UN Command (with forces veterans of World
War II) to a halt in Korea. Its military was equipped with massive
supplies of Soviet state of the art weapons and systems now tested in
the Korean War. The fact that Chinese military was qualitatively
inferior to the US military did not lead to any definitive advantage
for the UN. In fact, serious consideration was given by the US
military commanders to even the use of nuclear weapons to defeat the
Chinese “volunteers.” Thus by the time of 1962 China-India war, the
PLA was perhaps at its peak both qualitatively and quantitatively.
From then on the quality of PLA declined even though its size
increased. Broadly speaking, the decline had bottomed out by the time
of the Sino-Vietnam War of 1979. From then onward military
modernisation has been leading to increase of military capability,
especially in qualitative terms even though the size of PLA has been
cut back.
The problem is that while Chinese military capability has continued to
grow in absolute and relative terms, the Indian military capability
started to decline after 1987 from 3.38 per cent of GDP to its current
figure of 2.24 per cent for 2006-07. There has been very little
modernisation or replacement of weapons and equipment since the
mid-1980s. Declining defence capability was, undoubtedly, one of the
factors responsible for Pakistan launching its war in Kargil in the
summer of 1999. There has been concern that similar weakness in
relation to China could result in a situation not different from that
in 1962 which had led to the humiliating defeat suffered by India.17
The parliamentary committee on defence has been demanding increase in
defence spending to 4 per cent of GDP.18 However, while increase in
defence spending is to be expected, it is extremely unlikely that this
is more likely to stay below a level of around 2.5 per cent of GDP in
the years ahead.19 While there is every likelihood that the force
levels may have to be reconsidered and down-sized, modernisation of
Indian military is likely to receive particular attention in the years
ahead. This would include special emphasis on force multipliers,
surveillance systems and precision guided weapons besides replacement
of platforms, where necessary.
One of the strategic realities of the present period is that the
balance of military capabilities between China and India is rapidly
shifting to our disadvantage in operational terms. And nowhere is this
more noticeable than in the air and space capabilities. This has to be
weighed in the context of the fact that future wars are going to be
heavily influenced by air power. There is no question that we must
continue to improve relations with China and reduce the potential for
disagreements and possible conflict. It would not be in our interests
to think of China in any adversarial terms. But it would be less than
prudent to ignore the changing realities of military power that would
provide the capabilities on which altered intentions could be based.
Factors beyond our control could propel the two countries into a
possible conflictual situation.
Managing Policy
What is clear from the above is that we can expect substantive
strategic uncertainty in the coming decades. This would require deep
and extensive studies looking closely at historical and cultural
factors affecting the security environment, current trends and future
developments. While this naturally includes intelligence as we
understand it in India, but in reality it goes far beyond mere
intelligence to comprehensive, continuing, policy-related,
future-oriented empirical studies of global trends and developments
impinging on our security and detailed assessments of
political-military capabilities of key countries of interest.
Overwhelming proportion, normally believed to be over 95 per cent, of
such studies have to be undertaken in the public domain in suitable
think tanks. This would perform two inter-linked roles: that of
providing independent inputs for decision makers, and second, to
assist in broader understanding (so crucial in a democracy) of our
challenges, policy options and their implications.
Unfortunately this remains a major deficit. The NSC Task Force
recommendations in 1998 to establish five think tanks, and the NSAB
(National Security Advisory Board) recommendation (accepted by the NSC
chaired by the Prime Minister) in June 1999 have remained unactioned.
Our universities focus almost exclusively on academic research which
is extremely important, but that leaves few institutions undertaking
policy-related studies. Barring a few notable exceptions, our area
studies centres have also not been able to provide the type of inputs
crucial to policy making.
This raises the issue of intelligence assessments. Our major weakness
in dealing with military challenges since Independence has been the
failure of military-related intelligence and strategic trends, all the
way from 1948 to Kargil. Contrary to conventional wisdom this has been
due less to lack of information than requisite assessment. Information
in such matters will mostly remain sketchy and ambiguous. The success
of intelligence assessment, therefore, rests on the ability of
experienced analysts well-versed in their fields to construct the most
probable scenarios and their implications. The decision makers should
then be able to apply their experience and professional judgement to
shape policy. The task of analysts cannot be undertaken by
short-tenure appointees; and suitable institution is needed to nurture
the long-term study and analyses.
One of the consequences of erosion of our higher defence organisation
in the late 1950s was that the quality of work of the Joint
Intelligence Committee (JIC) of the Chiefs of Staff Committee had
declined. Worse still, instead of re-invigorating the JIC, it was
taken out of the ambit of the Chiefs of Staff Committee and placed
separately under the Cabinet Secretariat, depriving the Chiefs of
Staff Committee of a vital source for the basis on which military
power could be planned and employed effectively. If the Defence
Intelligence Agency (DIA) has to perform the role of intelligence
assessment (including net assessment, which is necessary foundation
for current assessments) which it must, then it will have to be
answerable directly to the Chiefs of Staff Committee rather than an
intermediate planning staff (which would receive its reports in any
case to undertake its own task). And the DIA should have the
wherewithal to provide intelligence assessments independent of those
from the RAW (Research and Analysis Wing) and the IB (Intelligence
Bureau) even where the same basic information is common to all of
them, which should be the norm. An emergent India in tomorrow’s world
and its credible defence simply cannot afford a weak intelligence
assessment system, especially in the crucial area of national defence
and military power.
There are many other aspects which require attention if defence
decision making is to be improved. But the core of all problems is
that there are fundamental systemic dysfunctions in the higher defence
system, the most serious of these being the vertical disjunction where
the higher military organisation is not an integral part of the
government framework. Non-democratic countries like China and former
USSR have a totally military staffed department of the government
which combines the functions of current preparedness and conduct of
operations, with future force development. In many countries like
Pakistan, the military exercises extra-constitutional authority and
controls both functions in the name of the government of the day. All
established democracies in the world, on the other hand, have an
integrated civil-military staffed ministries of defence to undertake
the planning and development of future defence capabilities. India
seems to be the singular exception for reasons which have been
difficult to identify.
The vertical disjunction must also be seen in the context of two
realities. Unlike the earlier eras, military power is increasingly
used by states for political purposes without necessarily resorting to
classical war and would have to take into account the existence of
nuclear weapons where they exist exercising profound influence on the
way military power can be used. The disjunction between the government
and higher military organisation is a serious handicap in managing
this “coercive diplomacy”, both against and for the state. The problem
is further compounded by short tenures, especially in military
bureaucracy, limited experience of defence matters in the civil
bureaucracy, poor understanding of defence issues amongst the
intelligentsia in general, and the pre-occupation of political leaders
with domestic politics.
The second major problem is that the functions related to force
development — the policy related to creation of doctrine, strategy,
technology, and force levels and structures require resource
allocations and commitments on a long term basis. These, by their very
definition, are governmental functions. In fact, they substantively
extend beyond the jurisdiction of even the Ministry of Defence. The
civil bureaucracy in the Ministry of Defence is too small, is
overburdened by routine (and crisis) management, and has too little
professional expertise to manage this task. Their decision making is
further heavily conditioned by the financial bureaucracy which focuses
more on expenditure audit and control approach.20 On the other hand,
service headquarters keep planning for future force development,
essentially in vacuum, since they are not part of the process
examining and planning resource allocation.
Thirdly, because of, and together with, this vertical disjunction,
substantive horizontal dysfunctions exist — within the defence forces,
between them and agencies and departments dealing with foreign policy,
finance, intelligence, internal security etc. Once again, this is the
reason for people looking for structures like the National Security
Council. What is obviously needed is a methodology and framework which
removes these disjunctions in policy planning. A second major deficit
is that of lack of long-term national security planning and strategy
making. The NSC Task Force addressed this in its recommendations in
June 1998; but these have remained unimplemented.
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